Solicitation Policy

We will comply with laws, regulations, and the following policy when soliciting financial instruments.

1. We will recommend products that align with customers' preferences and actual circumstances, taking into consideration their investment objectives and experience.

2. We will strive to provide clear explanations to ensure that customers fully understand important matters.

3. We will offer customers appropriate information and avoid making solicitations based on categorical judgments.

4. We will strive to conduct solicitations via phone calls or visits at the convenience of each customer.

5. We will comply with laws, regulations, and other rules, and strive to educate our executives and employees and strengthen our internal control system to ensure proper solicitation.